Advertising Analyst

Our Advertising Compliance team is responsible for reviewing all client-facing materials written by our employees, advisors, and third-party sources to ensure that all information is fair and accurate. As a member of this team, you will put your FINRA Series 7 and 24 securities registrations and customer service skills to good use as you review advertising submissions. You will act as a trusted information source, educating advisors and home office employees on applicable regulations, policies, and procedures.

What You'll Do

• Review and approval of representatives’ advertising materials and correspondence
• Review and approval of representatives’ websites and social media profiles
• Provide training and guidance related to advertising and marketing content to the representatives
• Track advertising metrics for efficiency
• Prepare responses to regulatory inquiries and audits related to advertising
• Maintain and update advertising related policies and procedures
  

What You’ll Bring

• 3 + years of experience in Compliance or financial services
• Advertising review background
• Series 7, 24 and 63 required
• Series 66 or 65 preferred
• College degree
• Strong verbal and written communication skills
• Working knowledge of the markets, economy and financial planning concepts
• Working knowledge of securities, products and services
• Ability to multi-task a prioritize a busy desk
• Must be detail oriented
• Customer service minded

Company Overview

Independent Financial Group (IFG), is an independent broker-dealer based in San Diego, California with over 615 registered representatives located in 375+ offices across 40 states and Puerto Rico. Named one of San Diego’s Fastest-Growing Private Companies and the city’s 12th Largest Privately Held Company in 2020 by the San Diego Business Journal, IFG’s impact has continued to grow since its formation in 2003.

Benefits

IFG offers a competitive benefits package with:

• Company-paid Medical, Dental, and Vision
• Paid time off (including all stock market holidays)
• 401k matching
• Professional development reimbursement
• Market-level compensation based on experience